Tutorials - September 23, 2013
9:00 - 11:45 MORNING TUTORIALS | ||
Monday
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T1: Data Governance Approaches to Regulatory Reporting and Oversight Steve Zagoudis, CEO, MetaGovernance Inc. Financial regulatory reporting and oversight has become increasing complicated due to ever-changing government regulations. An effective Data Governance program is the key to establishing a sustainable reporting and compliance oversight strategy. Enterprise reporting and disclosure approaches must include strong governance controls and operational procedures to address issues that can impact reporting. Based on successful Data Governance initiatives in the Capital Markets and Mortgage Banking sectors, this tutorial provides a comprehensive overview of the required governance components needed to address regulatory reporting and oversight. The tutorial outlines the reporting and oversight issue from the viewpoint of multiple departments within a financial organization. The terminology of the workshop is intended for both the business and technical audience to provide a common Data Governance framework that fosters excellent communication and understanding of the issues and solutions to today's financial regulatory requirements. Templates and other Data Governance artifacts will be provided assist implementation. During this tutorial you will learn:
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Monday
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T2: How to Develop Data Quality and Data Governance Metrics Michele Koch, Director, Enterprise Data Management, Sallie Mae Warren Buffett said "Beware of geeks bearing formulas". Good advice to live by but most of us implementing Data Governance and Data Quality Programs need to be geeks some of the time in order to develop formulas to derive metrics to market and sustain our programs. This tutorial will provide a detailed, step-by step account of Sallie Mae's successful approach to developing program metrics associated with their award winning enterprise Data Governance and Data Quality Programs. It will also cover deriving business value metrics by quantifying the impacts to generating revenue and avoiding costs. Topics that will be covered include:
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Monday
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Governance in 3D Ravi Chivukula, Director of Business Solutions, ASG Governance programs are complex undertakings, especially if key goals are risk and compliance. The complexity can be tamed with Governance viewed and managed along three different dimensions:
By managing Governance along these dimensions, enterprises can achieve 360 degree compliance and risk mitigation with efficiency. ASG, along with its partner Collibra, will present its best-of-breed solution to enable risk management and compliance with the integrated Collibra–Stewardship Center and ASG-Rochade. |
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Monday
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Guerrilla Governance – Standing start to ROI Henry Olson, Director Product Management, Embarcadero Technologies Many have found it hard to get started with Data Governance. Should it be policies, consultants, software, staffing, or something else entirely? It’s hard to do any of this without budgets and sponsorship. The good news is that the key elements of a strong governance foundation may exist in what you already have and do. With the right plan and tactics it’s possible to jumpstart an iterative program that delivers early results on the way to widespread adoption. This session will focus on the mission and methods of Data Governance, the importance of the business case and where to get one, and the guerilla manifesto – strategy and tactics for getting started now. |
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1:30 - 4:15 AFTERNOON TUTORIALS | ||
Monday
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T3: How to Define, Identify and Engage Stewards in Financial Services Robert S. Seiner, President/Publisher, KIK Consulting / TDAN.com There is a common misconception that there is a single Data Steward for each type of Data. There is another misconception that a Data Steward is a position or a title. A third misconception is that Data Stewards need to allocate time over and above their existing job to play the role of a Data Steward. The truth is that any or all of these misconceptions may not be true. This session will focus on clearly defining what a Data Steward is, what Data Stewards do, and who are the best people to become Data Stewards. Attend this session from Robert S. Seiner and learn about the options you have for identifying, informing, leveraging and measuring the activities of the Data Steward. Attendees of this session will learn:
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Monday
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T4: Managing Core Reference Data in Finance Malcolm Chisholm, President, AskGet Inc. Core Reference Data is often known as "code tables" and is a critical part of reference data in finance. Unfortunately, the structural simplicity and low volume of Core Reference Data often causes it to be overlooked. Yet more than 50% of the business semantics of a financial subject area can be expressed in Core Reference Data, and defects in it, or misunderstanding of its usage, can lead to widespread problems. This tutotial describes the characteristics of Core Reference Data and outlines the specific governance needs that it has - which are quite different to other classes of Reference Data. Special attention is given to practical techniques for managing Core Reference Data, including issues in global projects, and the need for a federated approach. Recent interest in vendors is also surveyed. Attendees will learn:
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Monday |
KEYNOTE: Implementing Legal Entity Identifiers in Financial Institutions Arka Mukherjee, Founder and CEO, Global IDs Many financial institutions are initiating projects to cross-reference client and counter-party data with LEIs. This presentation describes a non-invasive approach to discovering client and counter-party data inside complex data landscapes, and systematically enriching the data with Global LEIs. |
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